SEC Form 4 · accession 0001555569-16-000011
ENCISION INC · ECIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Greathouse
Officer — VP of Regulatory & Quality
Period of report
Aug 14, 2014
Accepted (ET)
Nov 9, 2016 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930775
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $0.94 | Aug 14, 2014 | A | 35,000 | A | — | Nov 18, 2019 | Common Stock | 35,000 | 35,000 | D |
| Common Stock Options (Right to Buy)F2 | $0.50 | Aug 5, 2015 | A | 10,000 | A | — | Nov 5, 2020 | Common Stock | 10,000 | 10,000 | D |
| Common Stock Option (Right to Buy)F3 | $0.31 | Aug 10, 2016 | A | 15,000 | A | — | Nov 10, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares subject to the option grant vest in equal installments on each of August 14,2015, August 14,2016, August 14,2017, August 14,2018 and August 14,2019
- F2The shares subject to the option grant vest in equal installments on each of August 5, 2016, August 5, 2017, August 5, 2018, August 5, 2019 and August 5, 2020.
- F3The shares subject to the option grant vest in equal installments on each of August 10, 2017, August 10, 2018, August 10, 2019, August 10, 2020 and August 10, 2021.