SEC Form 4 · accession 0001716998-26-000004
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dashiell I Robinson
Officer — President · Director
Period of report
Sep 16, 2026
Accepted (ET)
Sep 16, 2026 · 2:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2026 | P | 63,211 | $3.98 | A | 395,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F4,F2,F3 | $5.63 | holding | — | — | — | — | — | Common Stock | 95,914 | 95,914 | D |
| Deferred Stock UnitsF1,F4,F5,F3 | $6.64 | holding | — | — | — | — | — | Common Stock | 92,168 | 92,168 | D |
| Deferred Stock UnitsF1,F4,F6,F3 | $7.44 | holding | — | — | — | — | — | Common Stock | 109,206 | 109,206 | D |
| Deferred Stock UnitsF1,F4,F7,F3 | $7.79 | holding | — | — | — | — | — | Common Stock | 112,323 | 112,323 | D |
Explanation of responses
- F1This transaction relates to the grant of Deferred Stock Units.
- F225% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
- F3No expiration date is applicable to deferred stock units.
- F4Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
- F525% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
- F625% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026
- F725% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027