SEC Form 5 · accession 0001681908-17-000002
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shoshone (Bo) Stern
Officer — Chief Investment Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | J | 473 | $11.22 | A | 10,125 | D | |
| Common Stock | Dec 30, 2016 | J | 473 | $11.22 | A | 16,032 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased through the 2002 Redwood Trust, Inc. Employee Stock Purchase Plan