SEC Form 5 · accession 0001474435-17-000004
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Pero
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2016 | J | 570 | $12.91 | A | 26,904 | D | |
| Common StockF2 | Jun 30, 2016 | J | 777 | $13.66 | A | 38,697 | D | |
| Common StockF2 | Sep 30, 2016 | J | 762 | $14.22 | A | 39,459 | D | |
| Common StockF2 | Dec 29, 2016 | J | 721 | $15.32 | A | 40,180 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.
- F2Transactions are rounded to to the nearest hundredth decimal.