SEC Form 5 · accession 0001233565-17-000004
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg H Kubicek
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2016 | J | 345 | $12.795 | A | 73,879 | I | by Trust |
| Common StockF2 | Jun 30, 2016 | J | 334 | $13.507 | A | 74,213 | I | by Trust |
| Common StockF2 | Sep 30, 2016 | J | 327 | $14.111 | A | 74,540 | I | by Trust |
| Common StockF2 | Dec 29, 2016 | J | 308 | $15.251 | A | 74,848 | I | by Trust |
| Common Stock | holding | — | — | — | 5,000 | D | ||
| Common Stock | holding | — | — | — | 2,122 | I | by IRA | |
| Common Stock | holding | — | — | — | 22,148 | I | by Pension | |
| Common Stock | holding | — | — | — | 1,913 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.
- F2Transactions are rounded to to the nearest hundredth decimal.