SEC Form 5 · accession 0001233565-16-000013
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg H Kubicek
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2015 | J | 32 | $18.00 | A | 32 | I | by IRA |
| Common StockF2 | Jun 30, 2015 | J | 36 | $16.22 | A | 68 | I | by IRA |
| Common StockF2 | Mar 31, 2015 | J | 333 | $18.00 | A | 18,595 | I | by Pension |
| Common StockF2 | Jun 30, 2015 | J | 376 | $16.22 | A | 18,971 | I | by Pension |
| Common StockF2 | Mar 31, 2015 | J | 1,098 | $18.00 | A | 17,362 | I | by Trust |
| Common StockF2 | Jun 30, 2015 | J | 1,237 | $16.22 | A | 18,599 | I | by Trust |
| Common StockF2 | Sep 30, 2015 | J | 299 | $14.18 | A | 73,219 | I | by Trust |
| Common StockF2 | Dec 29, 2015 | J | 315 | $13.76 | A | 73,534 | I | by Trust |
| Common Stock | holding | — | — | — | 1,913 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.
- F2Transactions are rounded to to the nearest hundredth decimal.