SEC Form 4 · accession 0001233565-15-000010
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg H Kubicek
Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 30, 2015 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | $13.73 | Dec 29, 2015 | A | 3,894 | A | — | — | Common Stock | 3,894 | 3,894 | D |
Explanation of responses
- F1100% vested at grant.
- F2No expiration date is applicable to deferred stock units.