SEC Form 4 · accession 0001233565-15-000008
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg H Kubicek
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3 | $13.95 | Sep 30, 2015 | A | 3,757 | A | — | — | Common Stock | 3,757 | 3,757 | D |
Explanation of responses
- F1This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
- F2100% vested at grant.
- F3No expiration date is applicable to deferred stock units.