SEC Form 4 · accession 0001144204-16-090417
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Horvath D Debora
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 25, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930236
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3 | $12.31 | Mar 24, 2016 | A | 1,000 | A | — | — | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1100% vested at grant.
- F2Shares are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- F3No expiration date is applicable to deferred stock units.