SEC Form 4 · accession 0001104659-26-107867
REDWOOD TRUST INC · RWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher J Abate
Officer — Chief Executive Officer · Director
Period of report
Sep 15, 2026
Accepted (ET)
Sep 15, 2026 · 1:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000930236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2026 | P | 100,000 | $3.839 | A | 679,283 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3,F4 | $5.63 | holding | — | — | — | — | — | Common Stock | 115,896 | 115,896 | D |
| Deferred Stock UnitsF1,F2,F5,F4 | $6.64 | holding | — | — | — | — | — | Common Stock | 98,268 | 98,268 | D |
| Deferred Stock UnitsF1,F2,F6,F4 | $7.79 | holding | — | — | — | — | — | Common Stock | 118,421 | 118,421 | D |
Explanation of responses
- F1This transaction relates to the grant of Deferred Stock Units.
- F2Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
- F325% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
- F4No expiration date is applicable to deferred stock units.
- F525% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
- F625% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027