SEC Form 4 · accession 0001127602-18-025025
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M. Weiss
Officer — Chief Operating Officer
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 6, 2018 | A | 7,559 | — | A | 7,559 | D | |
| Common StockF3 | Aug 6, 2018 | F | 1,903 | $99.22 | D | 5,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest immediately at grant on August 6, 2018.
- F2Restricted stock units do not have an exercise price
- F3Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting and distribution of restricted stock.