SEC Form 4 · accession 0001127602-18-016640
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl E Johnsen
Officer — Senior Vice President and CFO
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | M | 2,600 | $37.91 | A | 35,007 | D | |
| Common Stock | May 4, 2018 | S | 2,600 | $90.39 | D | 32,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $37.91 | May 4, 2018 | M | 2,600 | D | — | Sep 30, 2025 | Common Stock | 2,600 | 18,673 | D |
Explanation of responses
- F1The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.