SEC Form 4 · accession 0001127602-17-027074
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary E Haroian
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | A | 1,542 | — | A | 13,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $63.25 | Sep 1, 2017 | A | 2,823 | A | — | Aug 31, 2027 | Common Stock | 2,823 | 2,823 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a right to receive one share of Aspen Technology, Inc. common stock.
- F2Restricted Stock Units do not have an exercise price.
- F3The option granted at the exercise price of $63.25 was fully vested on the date of grant.