SEC Form 4 · accession 0001127602-17-003362
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F G Hammond
Officer — Senior VP & General Counsel
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | S | 4,542 | $53.00 | D | 27,056 | D | |
| Common Stock | Jan 31, 2017 | M | 2,370 | $32.54 | A | 29,426 | D | |
| Common Stock | Jan 31, 2017 | S | 2,370 | $53.00 | D | 27,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $32.54 | Jan 31, 2017 | M | 2,370 | D | — | Jul 31, 2023 | Common Stock | 2,370 | 1,045 | D |
Explanation of responses
- F1The option granted at the exercise price of $32.54 becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2013.