SEC Form 4 · accession 0001127602-16-055449
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio J Pietri
Officer — President & CEO · Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | M | 30,724 | $15.50 | A | 194,468 | D | |
| Common Stock | Jun 10, 2016 | D | 30,724 | $40.00 | D | 163,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $15.50 | Jun 10, 2016 | M | 30,724 | D | — | Jul 31, 2021 | Common Stock | 30,724 | 6,776 | D |
Explanation of responses
- F1The grant vests in 16 consecutive equal quarterly installments on the last business day of each quarter, beginning September 30, 2011.