SEC Form 4 · accession 0001493152-15-005765
PILLARSTONE CAPITAL REIT · PRLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Mastandrea
Officer — CHAIRMAN & CEO · Director · 10% Owner
Period of report
Nov 20, 2015
Accepted (ET)
Nov 20, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928953
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Note | $1.331 | Nov 20, 2015 | P | — | A | Nov 20, 2015 | Nov 20, 2018 | Common Shares | 39,236 | — | D |
Remarks
Derivative security is in the form of a convertible note, which is convertible into Common Shares at the option of the Company after six months or at the option of the holder at any time until the note maturity date.