SEC Form 4 · accession 0001628280-15-001883
MATTSON TECHNOLOGY INC · MTSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas St Dennis
Director
Period of report
May 28, 2014
Accepted (ET)
Mar 20, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire)F1 | May 28, 2014 | A | 12,500 | $0.00 | A | 21,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $2.12 | May 28, 2014 | A | 12,500 | A | — | May 28, 2021 | Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1Shares issued under this grant vest in four equal annual installments from the vesting commencement date, so long as the awardee remains a Director of the Company.