SEC Form 4 · accession 0001628280-15-000150

MATTSON TECHNOLOGY INC · MTSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP Global Business Ops.

Period of report

Jan 2, 2015

Accepted (ET)

Jan 16, 2015 · 4:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000928421

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F1	$3.29	Jan 15, 2015	A	38,746	A	Feb 15, 2015	Jan 15, 2022	Common Stock	38,746	230,000	D
Non-Qualified Stock Option (right to buy)^F1	$3.29	Jan 15, 2015	A	16,254	A	Feb 15, 2015	Jan 15, 2022	Common Stock	16,254	191,254	D
Incentive Stock Option (right to buy)^F1	$3.42	Jan 2, 2015	A	25,000	A	Feb 2, 2015	Jan 2, 2022	Common Stock	25,000	175,000	D
Restricted Stock Units (right to acquire)^F2	$0.00	Jan 15, 2015	A	55,000	A	Feb 20, 2015	Jan 15, 2022	Common Stock	55,000	120,625	D
Restricted Stock Units (right to acquire)^F2	$0.00	Jan 2, 2015	A	25,000	A	Feb 20, 2015	Jan 2, 2022	Common Stock	25,000	65,625	D

F1This option was issued pursuant to the 2012 Equity Incentive Plan. This option will vest in 48 equal monthly installments, beginning with the first monthly anniversary from the option grant date, so long as the optionee remains an employee of the Company.
F2This award was issued pursuant to the 2012 Equity Incentive Plan. This award is scheduled to vest in 16 quarterly installments, beginning with the first 1/16th of the award vesting on the 20th day of the second month of the quarter from the award grant date, and quarterly thereafter, so long as the awardee remains an employee of the Company.