SEC Form 4 · accession 0001181431-15-006178
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Hern
Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Apr 24, 2015 | A | 8,535 | $14.06 | A | 53,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.57 | holding | — | — | — | Aug 23, 2011 | Aug 22, 2016 | Common Stock | 31,847 | 31,847 | D |
| Stock Option | $8.29 | holding | — | — | — | May 31, 2012 | May 18, 2017 | Common Stock | 9,047 | 40,894 | D |
Explanation of responses
- F1Award grant of 8,535 shares at $14.06 per share which vest at next annual stockholders' meeting.