SEC Form 4 · accession 0001181431-15-005797
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla S. Hardy
Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 14, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Apr 13, 2015 | S | 40,500 | $17.0263 | D | 188,904 | I | By Carla Shulz Hardy Revocable Trust |
| Common StockF2 | holding | — | — | — | 66,674 | I | By William M. Hardy V Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 66,674 | I | By Helen G. Hardy Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 66,673 | I | By Sutton N. Hardy Irrevocable Trust | |
| Common Stock | holding | — | — | — | 4,380 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- F2Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- F3Disposition of 40,500 common shares in Rev. Trust pursuant to a Rule 10b5-1 Trading Plan at an average price of $17.0263/share.