SEC Form 4 · accession 0001181431-15-002168
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Reeves
Officer — Exec. VP, Operations
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | S | 19,840 | $17.1011 | D | 281,276 | D | |
| Common StockF2 | Feb 6, 2015 | F | 4,484 | $17.22 | D | 276,792 | D | |
| Common Stock | holding | — | — | — | 21,087 | I | Flotek 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $9.19 | holding | — | — | — | Apr 8, 2012 | Apr 7, 2017 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Disposition of 19,840 shares directly owned in open market sales at an average price of $17.1011.
- F2Disposition of 4,484 shares at $17.22/share for tax obligation relative to previously granted award vesting on 02/05/2015.