SEC Form 4 · accession 0001181431-15-002016
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua A Snively
Officer — EVP, Chemistry Research
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 3, 2015 | F | 655 | $16.66 | D | 68,136 | D | |
| Common StockF1 | holding | — | — | — | 105,592 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust | |
| Common StockF1 | holding | — | — | — | 143,934 | I | By Joshua A. Snively, Sr. Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
- F2Disposition of 655 shares at $16.66/share for tax obligation relative to previously granted award vesting on 01/26/2015.