SEC Form 4 · accession 0001181431-15-001891
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Reeves
Officer — Exec. VP, Operations
Period of report
Feb 3, 2015
Accepted (ET)
Feb 3, 2015 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | F | 1,531 | $16.66 | D | 301,813 | D | |
| Common Stock | holding | — | — | — | 21,087 | I | Flotek 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $9.19 | holding | — | — | — | Apr 8, 2012 | Apr 7, 2017 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Disposition of 1,531 shares at $16.66/share for tax obligation relative to previously granted award vesting on 01/26/2015.