SEC Form 4 · accession 0001181431-15-001561
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua A Snively
Officer — EVP, Chemistry Research
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | A | 52,328 | $16.66 | A | 65,502 | D | |
| Common StockF1 | holding | — | — | — | 105,592 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust | |
| Common StockF1 | holding | — | — | — | 143,934 | I | By Joshua A. Snively, Sr. Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
Remarks
Acquisition of 52,328 shares from 2014 Performance Bonus Plan awarded January 26, 2015 at the closing price of $16.66.