SEC Form 4 · accession 0001104659-26-108024
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Wilks
Director
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 9:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 11, 2026 | P | 1,319,493 | $26.01 | A | 1,477,285 | I | Held by THRC Holdings, LP |
| Common StockF4 | holding | — | — | — | 60,000 | I | Held by JCMWZ, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 11, 2026, THRC Holdings, LP ("THRC") acquired from ProFrac GDM, LLC ("ProFrac GDM"), pursuant to a stock transfer agreement (the "Flotek Stock Transfer Agreement"), 1,319,493 shares of common stock, par value $0.0001 per share ("Common Stock"), of Flotek Industries, Inc., in exchange for the cancellation of $34,320,000 of Alpine Holding II, LLC term loans held by THRC.
- F2Pursuant to the Flotek Stock Transfer Agreement, the price per share of $26.01 was determined by using the volume-weighted average price of the Common Stock reported on the New York Stock Exchange for the five consecutive trading days ending on (and including) the trading day immediately preceding September 11, 2026.
- F3The reporting person, as VP-Investments of THRC may be deemed to exercise voting and investment power over the Common Stock directly owned by THRC, and therefore, may be deemed to beneficially own such shares. THRC directly holds the shares of Common Stock. The reporting person disclaims beneficial ownership of all equity securities reported herein except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the reporting person is the beneficial owner of any equity securities covered by this Form 4.
- F4The reporting person is the Manager of JCMWZ, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.