SEC Form 4 · accession 0000928054-19-000012
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew B Marietta
Officer — EVP Finance & Corp Development
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | F | 6,910 | $1.09 | D | 88,065 | D | |
| Common StockF2 | Dec 31, 2018 | D | 56,750 | $0.00 | D | 31,315 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of 6,910 shares at $1.09/share for tax obligation relative to previously granted awards vesting on 12/31/2018.
- F2Forfeiture of shares that had not vested upon separation.