SEC Form 4 · accession 0000928054-18-000029
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Richard Walton
Officer — Chief Accounting Officer
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | A | 30,000 | $6.13 | A | 231,234 | D | |
| Common StockF2 | Mar 16, 2018 | A | 25,313 | $6.13 | A | 256,547 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award grant of 30,000 shares at $6.13 per share which vest ratably on December 31, 2018 and 2019.
- F2Acquisition of 25,313 shares from the 2018 Performance Bonus Plan at the closing price of $6.13 per share.