SEC Form 4 · accession 0000928054-17-000082
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Reeves
Officer — Exec. VP, Operations
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | F | 43,828 | $8.94 | D | 153,016 | D | |
| Common StockF2 | holding | — | — | — | 120,992 | I | Linda Jo Reeves Living Trust | |
| Common Stock | holding | — | — | — | 21,087 | I | Flotek 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of 43,828 shares at $8.94/share for tax obligation relative to previously granted awards vesting on 6/30/2017.
- F2Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.