SEC Form 4 · accession 0000928054-17-000062
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LV McGuire
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 24, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SotckF1 | Apr 21, 2017 | A | 10,639 | $11.75 | A | 123,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.29 | holding | — | — | — | May 19, 2012 | May 18, 2017 | Common Stock | 9,047 | 9,047 | D |
Explanation of responses
- F1Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.