SEC Form 4 · accession 0000928054-17-000057
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla S. Hardy
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 24, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SotckF1 | Apr 21, 2017 | A | 10,639 | $11.75 | A | 24,452 | D | |
| Common StockF2 | holding | — | — | — | 192,160 | I | By Carla Shulz Hardy Revocable Trust | |
| Common StockF3 | holding | — | — | — | 66,674 | I | By Helen G. Hardy Irrevocable Trust | |
| Common StockF3 | holding | — | — | — | 66,673 | I | By Sutton N. Hardy Irrevocable Trust | |
| Common StockF3 | holding | — | — | — | 66,674 | I | By William M. Hardy V Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.
- F2Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- F3Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.