SEC Form 4 · accession 0000928054-17-000031
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Hern
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | S | 15,000 | $11.60 | D | 76,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.29 | holding | — | — | — | May 19, 2012 | May 18, 2017 | Common Stock | 9,047 | 9,047 | D |
Explanation of responses
- F1Sale of 15,000 shares on the open market at an average price of $11.5790 per share.