SEC Form 4 · accession 0000928054-17-000008
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua A Snively
Officer — EVP Chemistry Research
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | F | 20,350 | $9.39 | D | 52,508 | D | |
| Common StockF2 | Dec 21, 2016 | G | 10,000 | $0.00 | D | 104,345 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| Common StockF3 | holding | — | — | — | 128,916 | I | By Joshua A. Snively, Sr. Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of 20,350 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.
- F2Mr. Snively is a trustee and beneficiary of the named trusts. Mr. Snively disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.