SEC Form 4 · accession 0000928054-17-000002
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Chisholm
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | F | 68,242 | $9.39 | D | 803,168 | D | |
| Common Stock | holding | — | — | — | 20,470 | I | ProTechnics II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of 68,242 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.