SEC Form 4 · accession 0000928054-16-000120
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Reiland
Director
Period of report
Apr 22, 2016
Accepted (ET)
May 9, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2016 | A | 13,813 | $9.05 | A | 54,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.29 | holding | — | — | — | May 19, 2012 | May 18, 2017 | Common Stock | 9,047 | 9,047 | D |
Explanation of responses
- F1Award grant of 13,813 shares at $9.05 per share which vest at the next annual stockholders' meeting.