SEC Form 4 · accession 0000928054-16-000094
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua A Snively
Officer — EVP Chemistry Research
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SotckF1,F2 | Feb 5, 2016 | F | 3,062 | $6.78 | D | 72,858 | D | |
| Common StockF2,F3 | holding | — | — | — | 114,345 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust | |
| Common StockF4 | holding | — | — | — | 128,916 | I | By Joshua A. Snively, Sr. Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of 3,062 shares at $6.78/share for tax obligation relative to previously granted award vesting on 2/5/2016.
- F2Transfer of 26,549 shares from direct ownership to indirect ownership through the Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust.
- F3Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.