SEC Form 4 · accession 0000928054-16-000091
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Reeves
Officer — Exec. VP, Operations
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SotckF1 | Feb 5, 2016 | F | 4,415 | $6.78 | D | 125,435 | D | |
| Common SotckF2 | holding | — | — | — | 120,992 | I | Linda Jo Reeves Living Trust | |
| Common Stock | holding | — | — | — | 21,087 | I | Flotek 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $9.19 | holding | — | — | — | Apr 8, 2012 | Apr 7, 2017 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Disposition of 4,415 shares at $6.78/share for tax obligation relative to previously granted award vesting on 2/5/2016.
- F2Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.