SEC Form 4 · accession 0000928054-16-000085
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Chisholm
Officer — Chairman, President and CEO · Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2016 | A | 176,826 | $5.81 | A | 871,410 | D | |
| Common Stock | holding | — | — | — | 20,470 | I | ProTechnics II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $9.19 | holding | — | — | — | Apr 8, 2012 | Apr 8, 2017 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1Acquisition of 176,826 shares from the 2015 Performance Bonus Plan awarded January 26, 2016 at the closing price of $5.81.