SEC Form 4 · accession 0000928054-16-000071
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Reiland
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2016 | M | 21,847 | $1.57 | A | 40,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.57 | Jan 11, 2016 | M | 21,847 | D | Aug 23, 2011 | Aug 22, 2016 | Common Stock | 21,847 | 0 | D |
| Stock Option | $8.29 | holding | — | — | — | May 19, 2012 | May 18, 2017 | Common Stock | 9,047 | 9,047 | D |
Explanation of responses
- F1Exercise of stock options @ $1.57 per share, pursuant to previously awarded stock option grant.