SEC Form 4 · accession 0000928054-15-000045
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua A Snively
Officer — EVP Chemistry Research
Period of report
Oct 1, 2015
Accepted (ET)
Oct 6, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | S | 13,800 | $17.538 | D | 88,996 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| Common StockF3,F2 | Oct 5, 2015 | S | 1,200 | $17.62 | D | 87,796 | I | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
| Common StockF4,F5 | Oct 5, 2015 | S | 15,000 | $18.002 | D | 128,916 | I | By Joshua A. Snively, Sr. Irrevocable Trust |
| Common Stock | holding | — | — | — | 68,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition on October 1, 2015, of 13,800 shares at $17.538 per share pursuant to a Rule 10b5-1 Trading Plan.
- F2Mr. Snively is a trustee and beneficiary of the named trusts. Mr. Snively disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Disposition on October 5, 2015, of 1,200 shares at $17.62 per share pursuant to a Rule 10b5-1 Trading Plan.
- F4Disposition on October 5, 2015, of 15,000 shares at $18.002 per share pursuant to a Rule 10b5-1 Trading Plan.
- F5Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.