SEC Form 4 · accession 0000928054-15-000036
FLOTEK INDUSTRIES INC/CN/ · FTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Reiland
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 6, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | S | 3,686 | $17.2642 | D | 12,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.57 | holding | — | — | — | Aug 23, 2011 | Aug 22, 2016 | Common Stock | 31,847 | 31,847 | D |
| Stock Option | $8.29 | holding | — | — | — | May 31, 2012 | May 18, 2017 | Common Stock | 9,047 | 40,894 | D |
Explanation of responses
- F1Sale of 3,686 shares on the open market at an average price of $17.2642.