SEC Form 4 · accession 0001443873-17-000010
MCKESSON CORP · MCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Hammergren
Officer — Chairman, President & CEO · Director
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 9:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2017 | M | 100,000 | $83.51 | A | 165,000 | D | |
| Common StockF1 | Sep 25, 2017 | S | 100,000 | $154.151 | D | 65,000 | D | |
| Common StockF1 | Sep 26, 2017 | M | 100,000 | $83.51 | A | 165,000 | D | |
| Common StockF1 | Sep 26, 2017 | S | 100,000 | $154.8147 | D | 65,000 | D | |
| Common StockF1 | Sep 27, 2017 | M | 1,000 | $83.51 | A | 66,000 | D | |
| Common StockF1 | Sep 27, 2017 | S | 1,000 | $155.2973 | D | 65,000 | D | |
| Common StockF1 | Sep 27, 2017 | M | 99,000 | $87.24 | A | 164,000 | D | |
| Common StockF1 | Sep 27, 2017 | S | 99,000 | $155.2973 | D | 65,000 | D | |
| Common StockF2 | holding | — | — | — | 400,256 | I | By Trust | |
| Common Stock | holding | — | — | — | 4,185 | I | By Profit-Sharing Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-buy)F1,F3 | $83.51 | Sep 25, 2017 | M | 100,000 | D | — | May 24, 2018 | Common Stock | 100,000 | 101,000 | D |
| Employee Stock Option (Right-to-buy)F1,F3 | $83.51 | Sep 26, 2017 | M | 100,000 | D | — | May 24, 2018 | Common Stock | 100,000 | 1,000 | D |
| Employee Stock Option (Right-to-buy)F1,F3 | $83.51 | Sep 27, 2017 | M | 1,000 | D | — | May 24, 2018 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option (Right-to-buy)F1,F4 | $87.24 | Sep 27, 2017 | M | 99,000 | D | — | May 22, 2019 | Common Stock | 99,000 | 199,000 | D |
Explanation of responses
- F1Option exercise and sale in accordance with a previously adopted trading plan pursuant to Exchange Act Rule10b5-1.
- F2Represents 305,341 shares held under the Hammergren Family Trust (5,556 Fidelity Family Trust #585 and 299,785 Goldman Sachs Family Trust #750); 11,876 Fidelity GRAT #999; 11,876 Fidelity GRAT #995; 11,875 Fidelity GRAT #994; 11,875 Fidelity GRAT #993; 11,854 Fidelity Grat #319; 11,853 Fidelity GRAT #312; 11,853 Fidelity GRAT #324; 11,853 Fidelity GRAT #315.
- F3This stock option was granted 5/24/11 and vested 25% annually commencing on the first anniversary of the grant date.
- F4This stock option was granted 5/22/12 and vested 25% annually commencing on the first anniversary of the grant date.