SEC Form 4 · accession 0001443873-16-000051
MCKESSON CORP · MCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Hammergren
Officer — Chairman, President & CEO · Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 13, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | M | 100,500 | $67.81 | A | 100,500 | D | |
| Common StockF1 | Sep 12, 2016 | S | 100,500 | $180.7658 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 590,257 | I | By Trust | |
| Common Stock | holding | — | — | — | 4,146 | I | By Profit-Sharing Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-buy)F1,F3 | $67.81 | Sep 12, 2016 | M | 100,500 | D | — | May 25, 2017 | Common Stock | 100,500 | 201,000 | D |
Explanation of responses
- F1Option exercise and sale pursuant to a previously adopted plan, intended to comply with Rule 10b5-1(c).
- F2Represents 489,785.925 shares held under the Hammergren Family Trust; 12,554 held in the JHH 2010 GRAT #8; 12,554 shares in the JHH 2010 GRAT #9; 12,554 held in the JHH 2010 GRAT #10; 12,555 held in the JHH 2010 GRAT #11; 12,563 in the WLH 2010 GRAT #8; 12,563 in the WLH 2010 GRAT #9; 12,564 in the WLH 2010 GRAT #10; 12,564 in the WLH 2010 GRAT #11.
- F3This option granted 05/25/2010 vested 25% per year, commencing on the 1st anniversary of the grant date.