SEC Form 4 · accession 0001982604-26-000011
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason P. Hanson
Officer — Pres.- Global Payment Network
Period of report
Aug 1, 2026
Accepted (ET)
Aug 4, 2026 · 4:46 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2026 | M | 2,014 | — | A | 42,244 | D | |
| Common Stock | Aug 1, 2026 | F | 893 | $209.01 | D | 41,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5,F1,F4 | $0.00 | Aug 1, 2026 | M | 2,014 | D | — | — | Common Stock | 2,014 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement.
- F3Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer.
- F4The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.
- F5The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full.