SEC Form 4 · accession 0001938203-26-000011
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi Raghu
Officer — Pres, Software, Intl & Sm Bus
Period of report
Jul 31, 2026
Accepted (ET)
Aug 3, 2026 · 4:10 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2026 | S | 3,462 | $209.27 | D | 32,592 | D | |
| Common StockF1,F3 | Jul 31, 2026 | S | 5,820 | $210.02 | D | 26,772 | D | |
| Common StockF1,F4 | Jul 31, 2026 | S | 444 | $210.70 | D | 26,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request.