SEC Form 4 · accession 0001225208-15-003161
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen S Crawford
Officer — Chief Financial Officer
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | F | 16,116 | $75.30 | D | 193,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 4, 2013. This is authorized in applicable restricted stock award agreement.