SEC Form 4 · accession 0000927628-19-000046
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Alexander
Officer — Chief Information Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | A | 13,853 | $0.00 | A | 96,252 | D | |
| Common Stock | holding | — | — | — | 2 | I | Robert M. Alexander UGMA | |
| Common Stock | holding | — | — | — | 100 | I | The Alexander Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2020 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.