SEC Form 4 · accession 0000927628-18-000287
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Golden
Officer — Controller
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2018 | S | 4,073 | $95.85 | D | 14,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan, in which the reporting person has recently enrolled.