SEC Form 4 · accession 0001181431-15-007945
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent J Thiry
Officer — Co-Chairman & CEO · Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D | ||
| Common StockF1 | holding | — | — | — | 392,078 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $83.82 | Jun 2, 2015 | A | 179,041 | A | Jun 2, 2018 | Jun 2, 2020 | Common Stock | 179,041 | 179,041 | D |
Explanation of responses
- F1Thiry O'Leary Living Trust UAD 3/8/1990.
- F2Stock Appreciation Rights granted on 6/2/2015, which vest 50% each on 6/2/2018 and 6/2/2019.