SEC Form 4 · accession 0001181431-15-007942
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim M Rivera
Officer — Chief Legal Officer
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2015 | A | 2,387 | $0.00 | A | 7,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $83.82 | Jun 2, 2015 | A | 9,549 | A | Jun 2, 2018 | Jun 2, 2020 | Common Stock | 9,549 | 9,549 | D |
Explanation of responses
- F1Restricted Stock Units granted on 6/2/2015, which vest 50% each on 6/2/2018 and 6/2/2019.
- F2Stock Appreciation Rights granted on 6/2/2015, which vest 50% each on 6/2/2018 and 6/2/2019.