SEC Form 4 · accession 0001181431-15-006893
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Hilger
Officer — Interim CFO & CAO
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 17,500 | $43.35 | A | 30,777 | D | |
| Common Stock | May 11, 2015 | F | 9,233 | $82.17 | D | 21,544 | D | |
| Common Stock | May 11, 2015 | S | 8,267 | $82.00 | D | 13,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $43.35 | May 11, 2015 | M | 17,500 | D | Apr 13, 2014 | Apr 13, 2016 | Common Stock | 17,500 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 4/13/2011, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, as amended and restated, of which 50% vested on 4/13/2014 (three years from the grant date) and the remaining 50% vested on 4/13/2015 (4 years from the grant date).